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Evaluating LLM Agent Adherence to Hierarchical Safety Principles: A Lightweight Benchmark for Probing Foundational Controllability Components

Authors: Ram Potham

Published: 2025-06-03

arXiv ID: 2506.02357v1

Added to Library: 2025-06-04 04:01 UTC

Safety

📄 Abstract

Credible safety plans for advanced AI development require methods to verify agent behavior and detect potential control deficiencies early. A fundamental aspect is ensuring agents adhere to safety-critical principles, especially when these conflict with operational goals. Failure to prioritize such principles indicates a potential basic control failure. This paper introduces a lightweight, interpretable benchmark methodology using a simple grid world to evaluate an LLM agent's ability to uphold a predefined, high-level safety principle (e.g., "never enter hazardous zones") when faced with conflicting lower-level task instructions. We probe whether the agent reliably prioritizes the inviolable directive, testing a foundational controllability aspect of LLMs. This pilot study demonstrates the methodology's feasibility, offers preliminary insights into agent behavior under principle conflict, and discusses how such benchmarks can contribute empirical evidence for assessing controllability. We argue that evaluating adherence to hierarchical principles is a crucial early step in understanding our capacity to build governable AI systems.

🔍 Key Points

  • Introduction of a lightweight benchmark methodology for evaluating LLM agents' adherence to safety principles in hierarchical instruction settings.
  • Empirical findings show significant impacts of high-level safety principles on task success rates, indicating a quantifiable 'cost of compliance' for AI agents.
  • Identification of variability in adherence rates across different models suggests a need for model-specific governance frameworks when developing safety protocols.

💡 Why This Paper Matters

This paper provides crucial insights into the controllability of LLM agents in conflict situations, highlighting the challenges of ensuring adherence to safety principles. It emphasizes the importance of developing rigorous benchmarks for evaluating AI safety and governance as LLM systems become increasingly autonomous in real-world applications.

🎯 Why It's Interesting for AI Security Researchers

The findings of this paper are pertinent to AI security researchers as they delve into the complexities of AI behavior in adversarial contexts. Understanding how LLMs adhere to safety-critical directives under conflicting scenarios is essential for designing robust safety mechanisms, preventing potential misuse, and ensuring that AI systems operate within human-aligned parameters.

📚 Read the Full Paper